Aldo Waker, Waker Financial | Upstream Investment Partners LLC

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Waker Financial | Upstream Investment Partners LLC
Member of the Austin-South BoB Club
Waker Financial | Upstream Investment Partners LLC Financial Adviser

What's Happening?

Business Description

I am a full-service financial consulting firm dedicated to helping my clients build wealth and manage their hard-earned assets. My firm is completely independent, so my loyalty belongs exclusively to my clients. I am a privately owned company created to provide an independent environment with an open architecture of platforms and products. 

My independence enables me to establish working relationships with a vast number of industry-leading mutual funds, separate account managers, third party asset managers, annuity providers, alternative investments and insurance providers whose products I leverage to create customized client solutions. I recommend only those products and services that can be tailored to suit my clients' unique needs.

By combining my many years of experience with my coaching, counselling, and consulting skills, I help individuals, couples, and small business owners live in clarity and good health in the realm of their finances.

Accreditations & Qualifications

I hold the following licenses, designations, and diplomas:

  • Investment Advisor Representative: Series 66 Uniform Combined State Law license #23523 awarded by the Texas State Securities Board
  • Registered Representative: Series 7 General Securities license #4906025 awarded by FINRA
  • General Agent: Insurance License #1322380 awarded by the Texas Department of Insurance
  • AAMS® : Accredited Asset Management Specialist #2000469887 awarded by the College for Financial Planning
  • AIF® : Accredited Investment Fiduciary #25917 awarded by fi360
  • FTA® : Member of Financial Therapy Association
  • MPH: Masters degree in Public Health awarded by Boston University 
  • BS: Bachelors degree in Finance and Accounting awarded by Connecticut State University